What the SEC Wants to Hear if You Want a Shorter Sentence
Six Months After My Plea, Everything Changed I had already pled guilty. One count of conspiracy to commit fraud. The government knew […]
When You Lie to the Feds, You Lose the Only Leverage That Matters
In 2005, I thought I had moved on. I was out of UBS. I had a new life. But the government hadn’t […]
How I Obstructed a Federal Investigation Without Even Knowing It
I Thought I Was Just a Witness When the meeting began, my lawyer and I were told I was just a witness. […]
The Day I Lied to My Lawyer—and Sealed My Prison Term
When the FBI Knocked, I Was Still in Denial April 28, 2005. Three knocks on my door. I open it, and it’s […]
How a Forged Signature Opened the Door to a Federal Investigation
On December 15, 2004, I walked into my branch manager’s office at UBS thinking it was a normal day. It wasn’t. He […]
What Judges See When You Protect Yourself Instead of Reporting Fraud
At a meeting I never should have been in, I watched an elderly investor and his accountant sit across the table and […]
How Ego and Denial Led Me from Merrill Lynch to Federal Prison
When I Refused to Join the Team, I Thought I Was Standing for Integrity In 1997, I graduated from USC and started […]
When Silence Becomes a Crime: My Role in a $6 Million Investment Fraud
Keith transferred over $6 million into our UBS account. That should’ve been a win. For six months, he traded it into the […]
Why My Conviction Still Follows Me—Years After Prison
This is the final entry in the 5-part blog series. In Part 4, I shared how prison became the place I started […]
How Daily Writing from Prison Changed My Life After Release
This is Part 4 of the 5-part blog series. Part 3 ended with a call from my lawyer: I was going to […]
I Thought It Was Over—Then the Government Called
This is Part 3 of the 5-part blog series. In Part 2, I explained how lying to my lawyer gave the government […]
Don’t Believe Everything You Think
When someone learns they’re the target of a government investigation, panic often follows. The questions flood in: What do I do? What […]