The Stock Act Double Standard
Let’s look at how the system works—or doesn’t—when it comes to the Stock Act. Congress passed the law to prevent insider trading […]
Federal Plea Agreement Review
Federal Plea Agreement Review The Spanish American philosopher George Santayana wrote that those who didn’t understand history we’re doomed to repeat it. […]
Mortgage Broker is Going to Federal Prison
Between the time that I left UBS in January 2005, and the time I surrendered to Taft Camp in April 2008, I […]
KPMG, Phil Mickelson and Insider Trading
A cliché tells us , “Don’t bite the hand that feeds you.” Clearly by writing this blog, I’m ignoring that sage advice. […]
The Scheduled Interview or Testimony
When Law Enforcement Comes Knocking–What Are Your Options? The Scheduled Interview or Testimony (part 4 of 5) Surprise interviews are certainly not […]
The Scheduled Interview or Testimony
When Law Enforcement Comes Knocking–What Are Your Options? The Scheduled Interview or Testimony (part 4 of 5) Surprise interviews are certainly not […]
When Law Enforcement Comes Knocking — What Are Your Options?
Part 1 of 5 Blogs from David Rosenfield, White Collar Defense Attorney at Herrick Feinstein, LLP Part 1: The Surprise Government Interview […]