The Truth About Cooperation: What Judges Really Consider at Sentencing
In 2007, I spent nearly a full year working with the Securities and Exchange Commission. This was after my indictment, but before […]
What the SEC Wants to Hear if You Want a Shorter Sentence
Six Months After My Plea, Everything Changed I had already pled guilty. One count of conspiracy to commit fraud. The government knew […]
When You Lie to the Feds, You Lose the Only Leverage That Matters
In 2005, I thought I had moved on. I was out of UBS. I had a new life. But the government hadn’t […]
How I Obstructed a Federal Investigation Without Even Knowing It
I Thought I Was Just a Witness When the meeting began, my lawyer and I were told I was just a witness. […]
How a Forged Signature Opened the Door to a Federal Investigation
On December 15, 2004, I walked into my branch manager’s office at UBS thinking it was a normal day. It wasn’t. He […]
What Judges See When You Protect Yourself Instead of Reporting Fraud
At a meeting I never should have been in, I watched an elderly investor and his accountant sit across the table and […]
Why My Conviction Still Follows Me—Years After Prison
This is the final entry in the 5-part blog series. In Part 4, I shared how prison became the place I started […]
How Daily Writing from Prison Changed My Life After Release
This is Part 4 of the 5-part blog series. Part 3 ended with a call from my lawyer: I was going to […]
Don’t Believe Everything You Think
When someone learns they’re the target of a government investigation, panic often follows. The questions flood in: What do I do? What […]
What Judges See When You Knew It Was Wrong and Did It Anyway
I Took the Call—and Took the Money On June 16, 2002, I got a call from Keith, a hedge fund manager I […]
The Truth About Status in Prison: It Doesn’t Matter
When I self-surrendered to federal prison, I assumed people would care about my white collar crime. I assumed they’d care about where […]
How I Justified Fraud—and Ended Up in Prison
I walked into my senior partner’s office convinced I had leverage. I tossed my latest commission statements on his desk—$100,000 in revenue […]